New cybersecurity rules are on the horizon for investment advisers and investment companies. SEC Chair Gary Gensler has hit the ground running with a number of significant rule proposals, including new rules that would mandate comprehensive cybersecurity programs and detailed incident reporting.
Cybersecurity and compliance expert, E.J. Yerzak, walks through the cyber rule and provides practical preparation tips, including:
Going Beyond Reg. S-P, Reg. S-ID, and existing compliance rules
Proposed Rules: Advisers Act 206(4)-9 and Investment Company Act 38a-2 – Breaking Down the Requirements
From the Risk Assessment to the Annual Cyber Review: Practical Guidance and Takeaways
Disclosing Cyber Incidents: The new reporting requirements and what they mean for your disclosures and filings
Compliance Challenges
