October 27, 2021
For global investors, the accelerating pace of ESG regulatory developments portends a massive, additional layer of compliance obligations they will…
CSS Blog
October 12, 2021
Investing in cryptocurrencies represents a relatively new alternative investment opportunity to diversify an investment portfolio to many investors. To registered…
October 6, 2021
Investment strategies focusing on certain environmental or social themes have been around for a long time. Historically, these strategies were…
September 29, 2021
Have you been through a regulatory examination recently? If not, take heed, your time might be coming. Without even looking…
September 17, 2021
The Securities and Exchange Commission is not the only regulatory body increasing the number of examinations in 2021. On September…
September 10, 2021
Where are we on EMIR REFIT? As of July 2021, ESMA has published a consultation on the draft EMIR REFIT…
September 3, 2021
As the world prepares to address emerging COVID variants, there is another threat to people’s security: emerging ransomware variants. As…
August 16, 2021
On July 21, 2021, the SEC’s Division of Examinations released a Risk Alert addressing their observations from examinations of investment…
August 13, 2021
Fresh off the plane from attending the DEF CON 29 hacker conference held at Paris and Bally’s hotels in Las…
July 29, 2021
How are you getting paid? That is the question that the SEC is focused on in recent regulatory examinations of…
July 20, 2021
Of course, if you are reading this blog post, you likely are not the type of person to sell or…
July 15, 2021
It’s déjà vu all over again for cybersecurity professionals around the world, many of whom are now scrambling to recover…