March 23, 2020 CTFC Issues No-Action Letters for Temporary Relief in Response to COVID-19 Pandemic During the last week, the CFTC issued several no-action letters aimed at providing temporary relief from certain recordkeeping, operations requirements,…
October 16, 2018 Placing Ethics and Compliance in the Foreground of Business Decision-Making Thinking about how to make ethics and compliance part of a business’s decision-making can prove to be challenging. By nature,…