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2020 Regulatory Compliance Forum

2020 Regulatory Compliance Forum On-Demand

The 2020 Regulatory Compliance Forum was held in London on 5 March 2020. The event was open to financial firms across the funds industry and explored interactive discussions on managing regulatory change, optimizing compliance strategies and understanding what’s next on the regulatory horizon.

Main Stage Sessions

Opening Address

Learn the importance and challenges involved in moving from a tactical to strategic approach to compliance.

John Lee
President
CSS

Compliance Outlook 2020: Brexit, Liquidity and Beyond

What does regulatory compliance look like in a post-Brexit landscape? Hear more about the importance of data advocacy and governance.

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Big Issue Debate: Compliance-as-a-Service

In a world where financial firms need to do more with less, could Compliance-as-a-Service (CaaS) be a solution?

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ESG Reporting: Sustainability Disclosures Under the EU Disclosure Regulation

Will ESG be as big of a disruptor as MiFIDII?

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The Art of Data: Is the Definition of Intelligence the Ability to Adapt to Change?

What happens if we start to view regulatory changes as improvements? In a TED-style chat, Tobias takes you on a journey to understand the importance of data and collaboration.

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Global RegTech Boardrooms

Global Threshold Management

An interactive roundtable on data sourcing, filing nuances, and regulatory challenges in substantial shareholding, position limit monitoring and sensitive industries.

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Global Fund Reporting

A deep dive discussion and analysis of the growing and disparate demands for regulation-oriented cost transparency and consolidation in global funds reporting.

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Global Transaction Reporting

Explore the lessons learned from MiFIR and EMIR and examine the potential blindspots firms may miss regarding SFTR.

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