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2020 Regulatory Compliance Forum

2020 Regulatory Compliance Forum On-Demand

The 2020 Regulatory Compliance Forum was held in London on 5 March 2020. The event was open to financial firms across the funds industry and explored interactive discussions on managing regulatory change, optimizing compliance strategies and understanding what’s next on the regulatory horizon.

Main Stage Sessions

Opening Address

Learn the importance and challenges involved in moving from a tactical to strategic approach to compliance.

John Lee
President
CSS

Compliance Outlook 2020: Brexit, Liquidity and Beyond

What does regulatory compliance look like in a post-Brexit landscape? Hear more about the importance of data advocacy and governance.

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Richard Balarkas (Moderator)
Chairman
Squarebook

Dr. Kay Swinburne
Vice Chair of Financial Services
KPMG UK
Previous Vice Chair of the European Parliament’s influential Economics and Monetary Affairs Committee

David McCarthy
Head of European Affairs
The Investment Association

Linda Gibson
Head of Regulatory Change & Compliance Risk
BNY Mellon Pershing

Chris Ostrowski
Commercial Director
OMFIF

Big Issue Debate: Compliance-as-a-Service

In a world where financial firms need to do more with less, could Compliance-as-a-Service (CaaS) be a solution?

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Ronan Brennan (Moderator)
Chief Product Officer
CSS

Vikramaaditya
Chief Transformation & Administration Officer
HSBC

Pauline Hawkes Bunyan
Director, Business Risk, Culture & Resilience
Investment Association

Rafael Gomes
Managing Director, Finance & Risk Practice
Accenture

Mike Zehetmayr
Partner IT Advisory
EY

ESG Reporting: Sustainability Disclosures Under the EU Disclosure Regulation

Will ESG be as big of a disruptor as MiFIDII?

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Sarah Crabb
Managing Associate
Simmons & Simmons

Greg Hotaling
Regulatory Compliance Specialist
CSS

The Art of Data: Is the Definition of Intelligence the Ability to Adapt to Change?

What happens if we start to view regulatory changes as improvements? In a TED-style chat, Tobias takes you on a journey to understand the importance of data and collaboration.

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Tobias Degsell
CEO
Combiner
Previous curator at the Nobel Museum

Global RegTech Boardrooms

Global Threshold Management

An interactive roundtable on data sourcing, filing nuances, and regulatory challenges in substantial shareholding, position limit monitoring and sensitive industries.

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Clare Farley
Executive Director
aosphere

Claire Mousley
Senior Associate
aosphere

Greg Hotaling
Regulatory Compliance Specialist
CSS

Global Fund Reporting

A deep dive discussion and analysis of the growing and disparate demands for regulation-oriented cost transparency and consolidation in global funds reporting.

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Mark Sherwin
Senior Adviser Financial Reporting
The Investment Association

Michael Sparkes
Analytics
Virtu ITG

Avinash Bhavani
Product Management
CSS

Darragh Kelly
Product Management
CSS

Ashley Smith
SVP Business Development
CSS

Global Transaction Reporting

Explore the lessons learned from MiFIR and EMIR and examine the potential blindspots firms may miss regarding SFTR.

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Nicholas Bruce
Business Development Manager
Regis-TR

Jonathan Lee
Senior Regulatory Reporting Specialist (SFTR)
Kaizen Reporting

Mikkel Mordrup
Executive Advisor on Global Transaction Reporting
CSS

Nicklas Nilsson
Product Specialist
CSS