investment monitoring Tag

SEC proposed certain amendments to modernize Beneficial Ownership Reporting (13D and 13G Rules). More specifically, SEC proposed: i) new shorter…

On 22 November 2021, ESMA published its Final Report on its draft RTS relating to commodity derivatives under the MiFID…

Big news for short position holders on EU markets. European Commission adopts lowering of reporting threshold to 0.1%. Entry into…

Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…

The CFTC imposed a $1.5 million fine on a major global food processor for position limit and related violations. See…

On August 12, the European Commission concludes its public feedback period, for a proposed lowering of the EU Short Selling…

Launches Integration of Market Data Services to Investment Monitoring Platform NEW YORK, July 14, 2021 – Compliance Solutions Strategies (“CSS”),…

Commodity derivative investors: More big changes on the horizon for position limits in Europe. As we anticipated, we know the…