juin 14, 2021 SEC Publishes Regulatory Agenda The SEC has proposed a busy regulatory agenda. Among the topics listed are: ESG (proposal stage) Cybersecurity risk disclosure (proposal…
mars 26, 2020 SEC Extends Form ADV & Form PF Relief, Modifies Conditions On March 25, 2020, the SEC issued a new Order extending and relaxing some of the conditions pertaining to the…