Image du titre

Coffee & Regs

A CSS RegTech podcast series on moving from a tactical to strategic approach to regulatory compliance.

The global regulatory space is complex and fragmented. Financial firms can address this problem through tactical responses to regulatory deadlines or think more strategically on how to optimize their compliance data, operations and technology. The Compliance Solutions Strategies weekly podcast features regulatory experts, former Chief Compliance Officers, industry partners and RegTech collaborators to help prepare buy-side and sell-side firms for changes on the regulatory horizon.

Souscrire

Abonnez-vous à Coffee & Regs sur les plateformes ci-dessous.

Subscribe today and receive our latest industry updates and articles.

The SEC today issued Risk Alerts identifying areas related to Form CRS and Regulation BI on which examiners will focus…