Regulatory Newsletter

Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…

The SEC announced that Peter Driscoll, the Director of the Division of Examinations, will leave the SEC on August 14,…

Today, ESMA released a consultation paper on EMIR REFIT Reporting Guidelines. The consultation paper includes draft guidelines on topics relating…

AIFMD filings to The Netherlands are to be submitted through the AFM Portal as per July 1, 2021, replacing the…

The EU has delayed the SFDR Level 2 requirements by six months to July 2022. John Berrigan, head of the…

Today the Chancellor of the Exchequer, Rishi Sunak, stated in a speech in London: “[O]ur ambition had been to reach…

Financial entities affected by EU law: Take note of ESMA’s handy summary of upcoming deadlines for submitting consultation feedback. Check…

On Monday, June 21, 2021, SEC adopted the changes in the Technical Specifications of the form N-CEN. All changes are…

On Thursday 17 June 2021, the Belgian regulator (FSMA) issued a feedback statement (here) to PRIIPs manufacturers and distributors in…

The Colorado Legislature recently strengthened personal data privacy rights with the passing of the Colorado Privacy Act (Bill SB21-190), becoming…

The SEC has proposed a busy regulatory agenda. Among the topics listed are: ESG (proposal stage) Cybersecurity risk disclosure (proposal…

Gartner predicts that by 2023, 65% of the global population will be covered by privacy regulations and by 2024, over…