juin 7, 2023
28 June, 2023
Join our Webinar for an informative look at how to stay ahead of the composites compliance and regulatory curve
ComplianceCasts ™
mai 29, 2023
6 June, 2023
Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate Director for the Investment Adviser/Investment Company Examination Program, SEC Division of Exams and Peter B Driscoll, Partner, PC
avril 20, 2023
April 20, 2023
The European Market Infrastructure Regulation (EMIR) Refit is designed to simplify European Markets infrastructure in harmonizing the data. Are you ready?
octobre 5, 2022
November 02, 2022
Joined by: Peter Driscoll, Partner, PwC and Kristin Snyder, Partner, Debevoise & Plimpton (formerly SEC Examinations).
Moderated by Jennifer Klass, Partner, Baker & McKenzie
septembre 20, 2022
September 20, 2022
The U.S. Securities and Exchange Commission (SEC) has moved a step closer to adoption of its proposed Cybersecurity Risk Management Rules.
septembre 20, 2022
September 15, 2022
The hour long webinar saw Confluence thought leadership and industry experts discuss a range of SEC Marketing Rule related topics…
août 1, 2022
August 1, 2022
On 13 July 2022, we hosted a panel discussion with industry leaders, moderated by Shane Flatman, Senior Product Manager, Confluence…
mars 21, 2022
March 21, 2022
New cybersecurity rules are on the horizon for investment advisers and investment companies…