For investors holding EU securities — the long and short of it

For investors holding EU securities — the long and short of it

Take note that this month ESMA released an updated list of sanctions applicable to Short Selling Regulation violations, as well as an updated Practical Guide on how to notify regulators for threshold interests held on the long side. Here are the official publications:

·       EU SSR sanctions: https://www.esma.europa.eu/document/administrative-measures-and-sanctions-applicable-in-member-states-infringements-short

·       Practical Guide to long notifications: https://www.esma.europa.eu/document/practical-guide-notifications-major-holdings-under-transparency-directive