CSS was selected as a partner to help solve a client’s global fund reporting challenges. The asset manager had built......
As part of the asset manager’s initiative to review its target operating model and its strategic supplier landscape, CSS was......
CSS was selected as a long-term strategic partner to help solve a client’s global fund reporting challenges. The Tier 1......
The alternative credit manager focuses on alternative credit strategies and has $5+ billion in assets under management. The experienced Chief......
Position Limit Monitoring requires the regular sourcing of limits from exchanges and regulators to ensure that the most current limits......
The Securities and Exchange Commission (SEC) published a report on Cybersecurity and Resiliency Observations and several risk alerts in which......
XML Securities, LLC, a full-service broker-dealer and its affiliate investment advisor, XML Financial Group, were challenged to compile compliant and......
A global Tier 1 asset manager decided to take a more holistic approach to their regulatory reporting by moving from......
CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to......
Yesterday, ESMA published the Final Report on the Review of the SSR. There are three focal areas on the Report:…
On March 28th, 2022, ESMA published its Final Report on the EU Carbon Market (ESMA, “Final Report on Emission allowances…
Recent rulemaking developments at the SEC indicate that, if 2021 was a year in which it revealed its intentions about…
Earlier this week, it was announced that a bill will be introduced by year-end in New Zealand to increase the…
Today the SEC proposed rules to enhance climate-related disclosures, modeled in part on the widely used recommendations of the FSB’s…
New cybersecurity rules are on the horizon for investment advisers and investment companies…
Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…
For ESG investment managers with Australian products in their portfolios, ASIC notes the following about what lies ahead. Acknowledging that…
Background read – in case you missed it: Investment compliance offices might take note of proposed regulatory changes that would…
SEC proposed new Rule 13f-2 and amendments to Regulation SHO and CAT to increase market transparency regarding short selling, in…
During its examinations of advisers and funds, the Securities and Exchange Commission has observed a lack of cyber preparedness, determining…
On January 26, 2022, the SEC proposed amendments to Form PF to enhance the ability of the Financial Stability Oversight…
