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Case Studies

Date: 7 December Time: 9:30 AM – 1:30 PM CET Venue: VERSO centre de conferences, 52 Rue de la Victoire, 75009, Paris Please join us…

This blog was originally published at Markets Media on October 7, 2022.
Sustainable investing disclosures in the U.S. are currently governed by general fraud prohibitions in advertising and not by formally defined rules…

The SEC’s new Marketing Rule that came into effect last year expanded the definition of advertising. It allows for marketing via new channels and enhances existing disclosure requirements. It will have significant compliance impacts on advertising and cash solicitations for investment advisers registered with the SEC.