Author: E.J. Yerzak

EJ Yerzak highlights the importance of cybersecurity in the financial industry and the SEC’s efforts to enhance oversight in this area.

A steady increase in the threat that data breaches pose to individual investors has spurred the Securities and Exchange Commission to revisit the issue of safeguarding customer information.

Identity theft is on the rise, and the U.S. Securities and Exchange Commission has taken notice of weaknesses in registered investment advisers’ controls.

Author: E.J. Yerzak, Director, Cyber IT Services, CSS, a Confluence company The dust has barely settled on the U.S. Securities…

Cyber risk for financial firms is about to get a lot more regulated. Announcing its most recent Regulatory Flex Agenda…

New cybersecurity rules are on the horizon for investment advisers and investment companies…

During its examinations of advisers and funds, the Securities and Exchange Commission has observed a lack of cyber preparedness, determining…

What’s worked Back in April 2021, when the SolarWinds hack was publicly disclosed, much of the world discovered just how…

As the world prepares to address emerging COVID variants, there is another threat to people’s security: emerging ransomware variants. As…

SEC charges three firms for cyber deficiencies when phishing attacks and credential stuffing resulted in the firms’ cloud-based email accounts…

FINRA releases a whitepaper exploring the current state of cloud computing in the financial services industry including key benefits achieved…

Fresh off the plane from attending the DEF CON 29 hacker conference held at Paris and Bally’s hotels in Las…