Keeping Pace with Position Limits & Pre-Trade Monitoring

Keeping Pace with Position Limits & Pre-Trade Monitoring

In this episode, CSS’s Regulatory Content Manager Greg Hotaling sits down with Head of Product for CSS’s Investment Monitoring solution, Mike Marmo to discuss position limit changes coming soon in the U.S. and EU and how pre-trade monitoring is becoming a must-have for investment managers.



About Our Guest Speakers:

Greg Hotaling is a Regulatory Content Manager at CSS, addressing global regulatory matters relevant to the financial industry. Since its inception, Greg has led the regulatory research and content team for CSS's global Investment Monitoring platform that facilitates compliance with shareholder disclosure and position limit rules around the world.


Mike Marmo is a Product Manager at CSS, responsible for guiding the product development lifecycle, implementing key regulatory functionality, and setting the product roadmap for CSS’s Global Threshold Management solution, Signal. Mike has 15 years of FinTech experience and a strong background working with traders, portfolio managers, and back office personnel to implement financial solutions. Prior to joining CSS, Mike served as a Compliance Implementation Manager for Charles River OMS.


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