Author: Ronan Brennan

The firms with the best and most pro-active cyber defenses are often the worst responders if their defenses are actually…

If we go back to the original compliance office, it was staffed with folks from the office of the General…

In a recent whitepaper we published on SEC Reporting Modernization, we talked about how “timely, accurate, complete and consistent data are required for Forms…

It’s clear to me that firms that have adopted a strategic approach in their response to regulation tend to view…

There are three reasons sub-advisers need to catch up fast on N-PORT: Someone else’s regulation has become YOUR problem We’ve…