Author: Greg Hotaling

The CFTC imposed a $1.5 million fine on a major global food processor for position limit and related violations. See…

On August 12, the European Commission concludes its public feedback period, for a proposed lowering of the EU Short Selling…

Today the Chancellor of the Exchequer, Rishi Sunak, stated in a speech in London: “[O]ur ambition had been to reach…

Financial entities affected by EU law: Take note of ESMA’s handy summary of upcoming deadlines for submitting consultation feedback. Check…

A recent advancement in position limit compliance encapsulates the term “RegTech” quite well. Pre-trade monitoring – tracking orders before they…

Commodity derivative investors: More big changes on the horizon for position limits in Europe. As we anticipated, we know the…

ESMA has recently suggested to national regulators across the EU that they de-prioritize enforcement of MiFID II position limits on…

The Big Short. Or Long.  Whatever your strategy, the drama currently being played out between hedge funds and retail investors —…

In this first installment on position limits, Regulatory Guidance expert Greg Hotaling surveys the current landscape of position limits imposed…

This is the second installment of Regulatory Guidance Expert Greg Hotaling’s blog on position limits, this time addressing EU-listed commodity…

As yet another deadline approaches for the United Kingdom to either leave the European Union with a withdrawal agreement in…

I like to get to conferences early when I can. It lets me absorb the local environment, which often informs…