Author: Greg Hotaling

Recent rulemaking developments at the SEC indicate that, if 2021 was a year in which it revealed its intentions about…

Today the SEC proposed rules to enhance climate-related disclosures, modeled in part on the widely used recommendations of the FSB’s…

Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…

For ESG investment managers with Australian products in their portfolios, ASIC notes the following about what lies ahead. Acknowledging that…

Background read – in case you missed it: Investment compliance offices might take note of proposed regulatory changes that would…

Financial market participants take note: in the EU, ESMA just posted a convenient timeline of ESG regulation effective dates (dated…

To state the obvious, the EU’s Sustainable Finance Disclosure Regulation (SFDR) has received immense attention from the financial sector in…

Important ESG news for EU market participants: The European Commission, by letter to the EU Parliament and Council, has delayed…

On 22 November 2021, ESMA published its Final Report on its draft RTS relating to commodity derivatives under the MiFID…

For global investors, the accelerating pace of ESG regulatory developments portends a massive, additional layer of compliance obligations they will…

Big news for short position holders on EU markets. European Commission adopts lowering of reporting threshold to 0.1%. Entry into…

Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…