Dezember 22, 2021 2021 RegTech in Retrospect The RegTech space on the buy-side of the investment management industry has taken a little longer to mature than many…
Juli 16, 2021 13F and 13D – Changes on the Horizon? Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…
März 23, 2020 CTFC Issues No-Action Letters for Temporary Relief in Response to COVID-19 Pandemic During the last week, the CFTC issued several no-action letters aimed at providing temporary relief from certain recordkeeping, operations requirements,…
Oktober 16, 2018 TradeChannel tritt der Plattform für Compliance-Lösungsstrategien bei NEW YORK, NY – Compliance Solutions Strategies (“CSS”), the leading global RegTech platform backed by CIP Capital that enables compliance…
Juli 24, 2018 VIDEO: Introducing Compliance Solutions Strategies https://www.youtube.com/watch?v=PH-xZDxiP3U