Author: Compliance Solutions Strategies

A global Tier 1 asset manager decided to take a more holistic approach to their regulatory reporting by moving from…

CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to…

The CFTC announced in June that it would extend many of the no-action relief letters that were set to expire on June 30 due to COVID-19.

On March 25, 2020, the SEC issued a new Order extending and relaxing some of the conditions pertaining to the…

CHICAGO, March 24, 2020 — Envestnet, Inc. (NYSE: ENV) has entered into a strategic partnership with Compliance Solutions Strategies (CSS) to offer a comprehensive,…

On March 23, 2020, the SEC’s Office of Compliance Inspections and Examinations posted an announcement on its website that “in…

The capacity of financial firms to comply with the upcoming go-live of SFTR reporting obligations has been critically compromised by…

Global RegTech provider Compliance Solutions Strategies (CSS) today announces its release of Form CRS Automator, the market’s first comprehensive and fully…

Looming regulatory deadlines – such as the impending roll-out of Europe’s Securities Financing Transactions Regulation (SFTR) – are rarely welcomed…

Technology has done much to increase cost transparency in recent years, yielding considerable power – and savings – to consumers….

In order to pay federal taxes, many licensed, regulated, cannabis companies have to launder their cash. Why? Because banks will…

One week after the SEC adopted Regulation Best Interest and Form CRS, a Cincinnati roundtable hosted by Fort Washington Investment…