février 28, 2019
The SEC announced on Wednesday, Feb. 27 that it approved an interim final rule amending the timing requirements for filing…
Form N-Port Tag
septembre 21, 2018
NEW YORK — Compliance Solutions Strategies, a leading global RegTech platform that supports financial services firms in navigating complex regulatory requirements,…
mars 21, 2018
On March 14, 2018, the Securities and Exchange Commission (“SEC”) proposed amendments to the mutual fund liquidity-related disclosure requirements. Specifically,…
décembre 20, 2017
On Friday, December 8, 2017, the SEC issued a Temporary Rule that provides a nine-month delay of the filing dates…
octobre 14, 2017
There are three reasons sub-advisers need to catch up fast on N-PORT: Someone else’s regulation has become YOUR problem We’ve…
septembre 7, 2017
Compliance Solutions Strategies’ Advise Technologies unit and Bloomberg today announced a joint regulatory reporting solution for mutual funds needing to…