Author: Adam DiPaolo

On January 26, 2022, the SEC proposed amendments to Form PF to enhance the ability of the Financial Stability Oversight…

On November 4, 2021, the SEC released a rule proposal that would modernize certain filings submitted via the Electronic Data…

Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…

The SEC released a proposed amendment to Form 13F on July 10 to update the reporting threshold for institutional investment…