{"id":3601,"date":"2018-07-27T04:04:29","date_gmt":"2018-07-27T08:04:29","guid":{"rendered":"http:\/\/www.compliancesolutionsstrategies.com\/?p=3601"},"modified":"2018-07-27T04:04:29","modified_gmt":"2018-07-27T08:04:29","slug":"upcoming-compliancecasts","status":"publish","type":"post","link":"https:\/\/cssregtech.com\/de\/2018\/07\/upcoming-compliancecasts","title":{"rendered":"Upcoming ComplianceCast\u2122: The Compliance Professionals Guide to Effective Trade Desk Monitoring"},"content":{"rendered":"","protected":false},"excerpt":{"rendered":"<p>Global regulators continue to enhance their ability to monitor the activities of market participants through a combination of new rules, filing requirements, and upgrades to surveillance technologies. As a result, many market participants, including both buy- and sell-side firms, need to re-assess how they currently monitor the trading desk, and whether new policies and procedures are needed to effectively manage reputational risk and avoid costly fines.<\/p>","protected":false},"author":16,"featured_media":3628,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[45],"tags":[],"coauthors":[],"class_list":["post-3601","post","type-post","status-publish","format-standard","has-post-thumbnail","hentry","category-blog"],"acf":[],"_links":{"self":[{"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/posts\/3601","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/users\/16"}],"replies":[{"embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/comments?post=3601"}],"version-history":[{"count":0,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/posts\/3601\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/media\/3628"}],"wp:attachment":[{"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/media?parent=3601"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/categories?post=3601"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/tags?post=3601"},{"taxonomy":"author","embeddable":true,"href":"https:\/\/cssregtech.com\/de\/wp-json\/wp\/v2\/coauthors?post=3601"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}