Reflecting on the biggest PRIIPs KID and UCITS KIID challenges
and getting ready for the next annual refresh With the Packaged Retail and Insurance-based Investment Products (PRIIPs) Key Information Document......
Press Release: Confluence Unveils AI Strategy to Deliver Real Impact for the Investment Management Industry
Meet ‘Rex’: Confluence’s Large Language Model-Based Solution Reconciles Data from Investor Reports in Seconds
Read Full Press Release
Regulatorische Technologie, die von Daten angetrieben wird. Vom Service unterstützt.
We assist financial services firms in expertly navigating the complexities of global regulatory compliance. Our technology solutions solve for the most critical areas of compliance.
Fünf kritische Bereiche.
Eine Plattform.
CSS solves global regulatory compliance with an end-to-end, integrated approach to technology and services to offer Compliance-as-a-Service, leveraging a holistic RegTech platform, regulatory expertise and supported by managed services.
Fund Reporting
WEITERLESEN
Investment Monitoring
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Transaction Reporting
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Compliance Management
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Regulatory Book of Record
WEITERLESENBenötigen Sie mehr als Werkzeuge?
Unsere Experten können Ihnen bei der Arbeit helfen.
Many financial services firms simply need more direct expertise and guidance in solving their global regulatory compliance challenges.
Von White-Glove-Managed-Services bis hin zu maßgeschneiderten Compliance-Projekten kann unser Team globaler Regulierungsexperten Sie bei der Bewertung, dem Aufbau und der Optimierung einer Regulierungsinfrastruktur unterstützen, die Ihren individuellen Anforderungen entspricht.
Erfahren Sie mehr über unsere:
Managed Services
- Maßgeschneiderte, hochwertige Dienstleistungen
- Datenmanagement
- Zulassungsanträge
Compliance Services
- Ausgelagerte Compliance
- Prüfungen & Durchsetzungen
- Risikobewertungen und jährliche Überprüfungen
- Anmeldungen
- Onlinesicherheit
- Formular CRS
Dezember 7, 2023
Dezember 6, 2023The new SEC Short selling rule will keep us occupied for quite some time
Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was......
Oktober 31, 2023How are investors impacted by the modernization of the Beneficial Ownership reporting in the US?
The modernization of the Beneficial Ownership reporting has been a long-discussed topic by the Securities and Exchange Commission (“SEC”) in......
Oktober 24, 2023Takeaways from the SEC’s New Private Fund Adviser Rules – Build and Plan for Successful Implementation
Authors: John Gentile, Director, Private Fund Services, Confluence Armando DeChalus, Regulatory Compliance Analyst, Confluence The private fund regulatory landscape just......
September 22, 2023Behind the Curtain – SEC’s Risk-Based Approach to Examinations
Authors: Alison Fraser, Director, Institutional & RIC Services, Confluence Kevin Renner, Consultant, Confluence The SEC Division of Examinations (“EXAMS”) issued......
Juli 24, 2023Navigating the Next Market Downturn at TSAM London
Author: Aspasia Latsi, International Regulatory Analyst Now that the TSAM – the Summit for Asset Management in London – is......
Juli 3, 2023As pressures mount, SEC finalizing its rule for companies’ climate-related disclosures
Global scientific consensus and domestic political interests compete for its attention The SEC’s forthcoming Final Rule, requiring climate-related disclosures by......
Juni 7, 2023Webinar: Best practice Composites – Staying ahead of the compliance curve
28 June, 2023Join our Webinar for an informative look at how to stay ahead of the composites compliance and regulatory curve...
Warum globale Kunden CSS wählen
Datenmanagement
Ein globaler Tier-1-Asset-Manager entschied sich für CSS für umfassende Datenverwaltungstechnologie und Servicefunktionen, um Daten aus mehreren unterschiedlichen Quellen zu automatisieren und zusammenzuführen und gleichzeitig eine qualitativ hochwertige Datenausgabe zu gewährleisten.
Eigentumsgesamtkosten
Durch die Aufklärung historischer Lieferantenentscheidungen und die Umstellung auf eine strategischere, integrierte Lösung und ein zentrales Regulatory Book of Record reduzierte ein globaler Investmentmanager die Gesamtbetriebskosten und verringerte das Risiko aus seinem durchgängigen Regulierungsberichterstattungsprogramm.
Regulatorische Änderung
A tier 1 asset manager’s Global Head of Transformation engaged CSS to establish a stable, repeatable process, remove operational risk and manual processes, and to deliver a platform that they can further leverage in the future as the foundation for a global regulatory compliance partnership.
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