A Fireside Chat with Dan Kahl, the Acting Director of the SEC’s Division of Examinations

A Fireside Chat with Dan Kahl, the Acting Director of the SEC’s Division of Examinations

View the CSS on-demand webinar A Fireside Chat with Dan Kahl, the Acting Director of the SEC’s Division of Examinations, followed by a discussion among industry experts. 

The Fireside Chat, moderated by CSS’s Co-Executive Director, Jackie Hallihan and John Walsh, Partner at Eversheds Sutherland, focused on the current examination landscape, exam focus and a look forward to 2022.  

Topics included: 

• Changes in Examinations  
• Current Exam Focus, Observations, Findings and Trends 
• Current Risk Topics 
• What’s Next in 2022? 

Following the Fireside Chat with Dan Kahl, a discussion panel among industry experts, moderated by Keith Marks, Executive Director at CSS, analyzed key takeaways and provides insights into how the industry will be impacted.

Panelists:

• Eva Ciko Carman, Partner at Ropes and Gray
• Tina Payne, Senior Vice President, General Counsel, and Chief Compliance Officer at Fred Alger Management, LLC
• Jeff Yorg, Chief Compliance Officer at Buckingham Strategic Partners and SA Funds