December 2, 2021
A Fireside Chat with Dan Kahl, the Acting Director of the SEC’s Division of Examinations
View the CSS on-demand webinar A Fireside Chat with Dan Kahl, the Acting Director of the SEC’s Division of Examinations, followed by a discussion among industry experts.
The Fireside Chat, moderated by CSS’s Co-Executive Director, Jackie Hallihan and John Walsh, Partner at Eversheds Sutherland, focused on the current examination landscape, exam focus and a look forward to 2022.
Topics included:
- Changes in Examinations
- Current Exam Focus, Observations, Findings and Trends
- Current Risk Topics
- What’s Next in 2022?
Following the Fireside Chat with Dan Kahl, a discussion panel among industry experts, moderated by Keith Marks, Executive Director at CSS, analyzed key takeaways and provides insights into how the industry will be impacted.
Panelists:
- Eva Ciko Carman, Partner at Ropes and Gray
- Tina Payne, Senior Vice President, General Counsel, and Chief Compliance Officer at Fred Alger Management, LLC
- Jeff Yorg, Chief Compliance Officer at Buckingham Strategic Partners and SA Funds
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