For CCOs, By CCOs: Regulatory Exam Insights

For CCOs, By CCOs: Regulatory Exam Insights

View the recent “For CCOs, By CCOs” webinar on “Regulatory Exam Insights” for actionable takeaways on: 

  • Exam Priorities – Compensation arrangements, advisory fee billing, conflicts of interest disclosure, cybersecurity and Form CRS 
  • Global Insights – Why ESG regulation in the EU/UK is driving change in the US and the rise and uncertainty of digital assets and cryptocurrency  
  • Regulatory Preparedness – How to be “regulator ready” and mock exam best practices 

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