For CCOs, By CCOs – Expanding your Compliance Program

For CCOs, By CCOs – Expanding your Compliance Program

A CSS Webinar on How to Optimize Your Compliance Program 

Heading a compliance program, often with limited time and resources and a growing list of regulatory requirements, we know how difficult it can be to focus on strategic activities. CSS’s team of former CCOs want to help you meet your regulatory responsibilities while learning how best to optimize your compliance program. 

Download the recent “For CCOs, By CCOs” webinar on “Expanding Your Compliance Program” for actionable takeaways on: 

  • Compliance Management – Though the budget might be tight, there are tools and technology to help make your compliance program more efficient 
  • Code of Ethics – Benefits of implementing and maintaining an effective COE reporting tool  
  • Trade Surveillance – Understanding the important role trading data plays in a compliance program is key to using the data effectively 

Fill in & submit the form below to download this ComplianceCast™.