The 2021 Compliance Outlook

The 2021 Compliance Outlook

CSS’s team of current and former Chief Compliance Officers discuss the practical and proactive actions to take to ensure your best compliance year yet, including topics such as:

  • RegTech Trends in 2021
  • Regulatory Change – What to do with new rules & guidance?
  • CCO Liability – To err is human – what to do when something goes wrong?

Our panelists, former CCOs at asset managers, investment advisers, broker-dealers and wealth managers, include:

  • Matt Calabro
  • Allison Fraser
  • Dan Haynes
  • Korrine Kohm
  • Ariana Monchick
  • Victoria Olson

Fill in & submit the form below to download this ComplianceCast™.