2020 Recap: The Importance of Business Continuity and Succession Plans

2020 Recap: The Importance of Business Continuity and Succession Plans

The topics of business continuity and succession planning became even more important for RIAs in 2020. This webinar discusses the key elements of an effective BCP plan, the importance of pandemic planning, and ways to address the difficult conversation of succession planning. Also provided – an update on recent SEC and state regulations and recap the key rulemaking in 2020!


Fill in & submit the form below to download this ComplianceCast™.


Subscribe to the CSS Blog

CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.