2020 Recap: The Importance of Business Continuity and Succession Plans

2020 Recap: The Importance of Business Continuity and Succession Plans

The topics of business continuity and succession planning became even more important for RIAs in 2020. This webinar discusses the key elements of an effective BCP plan, the importance of pandemic planning, and ways to address the difficult conversation of succession planning. Also provided – an update on recent SEC and state regulations and recap the key rulemaking in 2020!


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