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Keeping Up with Position Limit Monitoring

Keeping Up with Position Limit Monitoring

CSS’s Regulatory Guidance experts discuss the latest global developments and how to take a more proactive and strategic approach to investment monitoring.

Topics include:

• More than just limits: aggregation and calculation nuances
• Reference data and technical challenges
• From back office to front office: an investment manager’s perspective


Fill in & submit the form below to download this ComplianceCast™.


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.