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For CCOs, By CCOs: Building a Compliance Community – Bringing Regulatory Compliance Leaders Together

For CCOs, By CCOs: Building a Compliance Community – Bringing Regulatory Compliance Leaders Together

This recorded webinar features our team of current and former Chief Compliance Officers, all of whom have walked in your shoes and have first-hand knowledge of what you and your teams are experiencing.

Our upcoming webinar For CCOs, By CCOs: Building a Compliance Community – Bringing Regulatory Compliance Leaders Together’ will discuss the following topics:

  • The Importance of Mentoring – How to build a strong compliance program with resources you have
  • Service Providers & Due Diligence – What you need to consider especially during times of remote work
  • Outsourcing – Reality means you cannot do it all, things to consider when to do in-house and when to offload

Our panelists, former CCOs at asset managers, investment advisers, broker-dealers and wealth managers, include:

  • Matt Calabro
  • Allison Fraser
  • Dan Haynes
  • Korrine Kohm
  • Ariana Monchick
  • Victoria Olson

Fill in & submit the form below to download this ComplianceCast™.


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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.