For CCOs, By CCOs: Building a Compliance Community – Bringing Regulatory Compliance Leaders Together
This recorded webinar features our team of current and former Chief Compliance Officers, all of whom have walked in your shoes and have first-hand knowledge of what you and your teams are experiencing.
Our upcoming webinar For CCOs, By CCOs: Building a Compliance Community – Bringing Regulatory Compliance Leaders Together’ will discuss the following topics:
- The Importance of Mentoring – How to build a strong compliance program with resources you have
- Service Providers & Due Diligence – What you need to consider especially during times of remote work
- Outsourcing – Reality means you cannot do it all, things to consider when to do in-house and when to offload
Our panelists, former CCOs at asset managers, investment advisers, broker-dealers and wealth managers, include:
- Matt Calabro
- Allison Fraser
- Dan Haynes
- Korrine Kohm
- Ariana Monchick
- Victoria Olson
Fill in & submit the form below to download this ComplianceCast™.
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