“Getting Practical with Cyber” Series, Part III: Updating Your Cyber Policies to Align with Recent SEC Exams

“Getting Practical with Cyber” Series, Part III: Updating Your Cyber Policies to Align with Recent SEC Exams

Cyber regulations are changing with the speed of light, with the SEC, FINRA, CFTC, and NFA all issuing risk alerts and other guidance in the last two years. This comes on the heels of state regulations getting more and more stringent with respect to data protections. With regulators now issuing detailed cybersecurity deficiencies during regulatory examinations, the opportunity is ripe to dust off your cyber policies and update them to stay ahead of the issues tripping up other firms during exams.  Hear our expert panel discuss the latest cyber deficiencies showing up, and actionable tips on how you can shore up your program to stay ahead.

Speakers

  • Andras Teleki – Chief Legal Officer & Head of Compliance, M3Sixty
  • E.J. Yerzak – Director of Cyber IT Services, CSS

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CSS frequently publishes blog posts which are written by our team from their observations in the field, at conferences and through experiences with compliance professionals. These posts are designed to further knowledge and share industry best practices. Topics run the gamut, including Form ADV, cybersecurity, MiFID II, position limit monitoring, technology challenges and more. Complete and submit the brief form below to receive notifications when we publish new content.