August 27, 2014
The Inside Scoop on Insider Trading for Compliance
The Inside Scoop on Insider Trading for Compliance
- Current SEC Focus: Priorities, Guidance, Investigations, and Enforcement
- Breaking Down the Elements of Insider Trading
- Benchmarking Industry Compliance Approaches When Dealing with Expert Networks
- Formulating Reasonable Policies and Procedures to Prevent Insider Trading
- Approaches to Effectively Monitor and Detect Potential Insider Trading
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