The Inside Scoop on Insider Trading for Compliance

The Inside Scoop on Insider Trading for Compliance

The Inside Scoop on Insider Trading for Compliance

• Current SEC Focus: Priorities, Guidance, Investigations, and Enforcement
• Breaking Down the Elements of Insider Trading
• Benchmarking Industry Compliance Approaches When Dealing with Expert Networks
• Formulating Reasonable Policies and Procedures to Prevent Insider Trading
• Approaches to Effectively Monitor and Detect Potential Insider Trading